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MATTERN CAPITAL MANAGEMENT, LLC
CRD 299342File 801-114522
APPROVED
Retail clients
Custody
Filing as of Jul 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.07B
Above cohort median (national)
Discretionary AUM
$1.07B
Clients
410
1,244 accounts
Employees
9
Top 25% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jan 28, 2019
- Principal office
- 165 S. UNION BLVD, SUITE 780, LAKEWOOD, CO, 80228
- Phone
- 720-710-2934
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.07B
- Discretionary AUM
- $1.07B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,244
- Non-discretionary accounts
- 0
- Total accounts
- 1,244
- AUM per client
- $2.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $1.7M |
| Insurance companies | Fewer than 5 | $10.3M |
| Charitable organizations | Fewer than 5 | $6.6M |
| High net worth individuals | 235 | $984.9M |
| Individuals (other than high net worth individuals) | 169 | $53.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 436 | 410 | decreased by26 |
| Apr 1, 2026 | Employees | 8 | 9 | increased by1 |
| Apr 1, 2026 | Clients | 410 | 436 | increased by26 |
| Apr 1, 2026 | AUM | $998,867,587 | $1,073,680,572 | increased by$74,812,985 |
| Apr 1, 2026 | Accounts | 1,190 | 1,244 | increased by54 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 8 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 343 | 410 | increased by67 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $733,238,738 | $998,867,587 | increased by$265,628,849 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,050 | 1,190 | increased by140 |
| Apr 1, 2022 | Employees | 4 | 5 | increased by1 |
| Apr 1, 2022 | Clients | 312 | 343 | increased by31 |
| Apr 1, 2022 | AUM | $577,879,545 | $733,238,738 | increased by$155,359,193 |
| Apr 1, 2022 | Accounts | 1,066 | 1,050 | decreased by16 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MATTERN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MATTERN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.