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SUMMIT FINANCIAL, LLC
CRD 299322File 801-114377
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$22.47B
Top 10% of cohort (national)
Discretionary AUM
$12.24B
Non-discretionary $10.23B
Clients
16,137
36,236 accounts
Employees
490
Top 10% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 3, 2018
- Principal office
- 4 CAMPUS DRIVE, PARSIPPANY, NJ, 07054
- Phone
- 973-285-3600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $22.47B
- Discretionary AUM
- $12.24B
- Non-discretionary AUM
- $10.23B
- Discretionary accounts
- 24,683
- Non-discretionary accounts
- 11,553
- Total accounts
- 36,236
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 21 | $38.2M |
| Charitable organizations | 4 | $14.6M |
| High net worth individuals | 2,417 | $14.04B |
| Pension and profit sharing plans | 452 | $2.46B |
| Individuals (other than high net worth individuals) | 13,243 | $5.92B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.