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ANDREW GARRETT, INC.
CRD 29931File 801-71581
APPROVED
Retail clients
Disclosure events
Filing as of Apr 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$521.3M
Above cohort median (national)
Discretionary AUM
$133.5M
Non-discretionary $387.8M
Clients
1,122
1,122 accounts
Employees
14
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 6, 2010
- Principal office
- 230 PARK AVENUE 3RD FLOOR WEST, NEW YORK, NY, 10169
- Phone
- 212-682-8833
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $521.3M
- Discretionary AUM
- $133.5M
- Non-discretionary AUM
- $387.8M
- Discretionary accounts
- 512
- Non-discretionary accounts
- 610
- Total accounts
- 1,122
- AUM per client
- $465K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 504 | $305.9M |
| Pooled investment vehicles | 4 | $84.4M |
| Individuals (other than high net worth individuals) | 614 | $131.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11E3
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 13 | 14 | increased by1 |
| Apr 1, 2026 | Clients | 1,402 | 1,122 | decreased by280 |
| Apr 1, 2026 | AUM | $663,049,158 | $521,347,399 | decreased by$141,701,759 |
| Apr 1, 2026 | Accounts | 1,402 | 1,122 | decreased by280 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 18 | 13 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 869 | 1,402 | increased by533 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $341,488,385 | $663,049,158 | increased by$321,560,773 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 869 | 1,402 | increased by533 |
| May 1, 2022 | Employees | 19 | 18 | decreased by1 |
| Apr 1, 2022 | Employees | 18 | 19 | increased by1 |
| Apr 1, 2022 | Clients | 642 | 869 | increased by227 |
| Apr 1, 2022 | AUM | $205,896,636 | $341,488,385 | increased by$135,591,749 |
| Apr 1, 2022 | Accounts | 642 | 869 | increased by227 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ANDREW GARRETT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ANDREW GARRETT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.