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BREACHWAY INVESTMENTS, LLC
CRD 299102File 801-128891
APPROVED
Retail clients
Custody
Filing as of Jul 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$164.9M
Bottom 25% of cohort (national)
Discretionary AUM
$164.6M
Non-discretionary $256K
Clients
243
442 accounts
Employees
1
Bottom 25% of cohort in RI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 16, 2023
- Principal office
- 4259 OLD POST ROAD, UNIT 1, CHARLESTOWN, RI, 02813
- Phone
- 860-709-0909
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $164.9M
- Discretionary AUM
- $164.6M
- Non-discretionary AUM
- $256K
- Discretionary accounts
- 441
- Non-discretionary accounts
- 1
- Total accounts
- 442
- AUM per client
- $679K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $4.6M |
| High net worth individuals | 41 | $99.2M |
| Individuals (other than high net worth individuals) | 201 | $61.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.