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SETTANNI FINANCIAL LLC
Legal name: SUTTON PLACE INVESTORS LLC
CRD 298989File 801-114219
APPROVED
Retail clients
Custody
Filing as of Apr 21, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$397.0M
Below cohort median (national)
Discretionary AUM
$356.6M
Non-discretionary $40.5M
Clients
160
457 accounts
Employees
4
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 1, 2018
- Principal office
- 84 BUSINESS PARK DRIVE, SUITE 302, ARMONK, NY, 10504
- Phone
- (914) 767-0974
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $397.0M
- Discretionary AUM
- $356.6M
- Non-discretionary AUM
- $40.5M
- Discretionary accounts
- 451
- Non-discretionary accounts
- 6
- Total accounts
- 457
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $26.9M |
| Charitable organizations | Fewer than 5 | $30.3M |
| High net worth individuals | 50 | $286.1M |
| Pension and profit sharing plans | Fewer than 5 | $4.2M |
| Individuals (other than high net worth individuals) | 105 | $49.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.