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PRATTES WEALTH PARTNERS
Legal name: JASON A PRATTES FINANCIAL INC
CRD 298746File 801-124726
APPROVED
Retail clients
Custody
Filing as of Apr 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$243.6M
Below cohort median (national)
Discretionary AUM
$183.4M
Non-discretionary $60.1M
Clients
105
105 accounts
Employees
5
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 22, 2022
- Principal office
- 620 NEWPORT CENTER DRIVE, SUITE 1100, NEWPORT BEACH, CA, 92660
- Phone
- 949-271-6333
- Website
- https://pratteswealth.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $243.6M
- Discretionary AUM
- $183.4M
- Non-discretionary AUM
- $60.1M
- Discretionary accounts
- 96
- Non-discretionary accounts
- 9
- Total accounts
- 105
- AUM per client
- $2.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 42 | $143.8M |
| Pooled investment vehicles | 5 | $25.0M |
| Pension and profit sharing plans | 9 | $60.1M |
| Individuals (other than high net worth individuals) | 49 | $14.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Clients | 109 | 105 | decreased by4 |
| May 1, 2026 | AUM | $180,293,804 | $243,553,033 | increased by$63,259,229 |
| May 1, 2026 | Accounts | 109 | 105 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 56 | 109 | increased by53 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $126,842,478 | $180,293,804 | increased by$53,451,326 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 68 | 109 | increased by41 |
| May 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PRATTES WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PRATTES WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.