SPECTRUM WEALTH ADVISORY GROUP, LLC

CRD 298632File 801-114024

APPROVED

Retail clients

Filing as of Mar 10, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$445.4M

Below cohort median (national)

Discretionary AUM

$445.4M

Clients

670

1,520 accounts

Employees

Below cohort median in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: SFRO
Registration date: Sep 21, 2018
Principal office: 5925 GRANITE LAKE DRIVE, SUITE 130, GRANITE BAY, CA, 95746
Phone: (916) 772-5970
Website: https://www.linkedin.com/in/ken-christie-chfc-6461456/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $445.4M
Discretionary AUM: $445.4M
Non-discretionary AUM: $0
Discretionary accounts: 1,520
Non-discretionary accounts: 0
Total accounts: 1,520
AUM per client: $665K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	14	$1.6M
High net worth individuals	226	$347.8M
Pension and profit sharing plans	10	$26.1M
Individuals (other than high net worth individuals)	420	$69.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.