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TRADINGVALLEY INC.

CRD 298542File 801-114112
APPROVED
Retail clients
Filing as of Mar 2, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$4.4M
Bottom 25% of cohort (national)
Discretionary AUM
$4.4M
Clients
168
168 accounts
Employees
2

Identity & registration

ADV Item 1
Organization form
Corporation
Firm type
Registered
SEC region
HQ
Registration date
Dec 17, 2018
Principal office
7F., NO. 110, ZHOUZI ST., NEIHU DIST., TAIPEI
Phone
+886-2713-6598

Assets & accounts

ADV Item 5F
Total regulatory AUM
$4.4M
Discretionary AUM
$4.4M
Non-discretionary AUM
$0
Discretionary accounts
168
Non-discretionary accounts
0
Total accounts
168
AUM per client
$26K

Clients by type

ADV Item 5D
Client typeClientsAUM
Individuals (other than high net worth individuals)168$4.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • A percentage of assets under your management

Advisory activities

  • Publications
  • Securities recommendations
  • Portfolio management for businesses
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromTo
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.