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APPLE TREE ASSET MANAGEMENT, LLC
CRD 298437File 801-130668
APPROVED
Retail clients
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$151.9M
Bottom 25% of cohort (national)
Discretionary AUM
$118.2M
Non-discretionary $33.6M
Clients
780
1,430 accounts
Employees
7
Bottom 25% of cohort in IN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 12, 2024
- Principal office
- 4321 FLAGSTAFF COVE, FORT WAYNE, IN, 46815
- Phone
- 260-637-7278
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $151.9M
- Discretionary AUM
- $118.2M
- Non-discretionary AUM
- $33.6M
- Discretionary accounts
- 1,103
- Non-discretionary accounts
- 327
- Total accounts
- 1,430
- AUM per client
- $195K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $55K |
| High net worth individuals | 51 | $50.8M |
| Individuals (other than high net worth individuals) | 729 | $101.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.