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KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.
CRD 298353File 801-113934
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 15, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$813.4M
Above cohort median (national)
Discretionary AUM
$812.3M
Non-discretionary $1.1M
Clients
791
2,390 accounts
Employees
10
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Sep 6, 2018
- Principal office
- 1805 SHEA CENTER DRIVE, SUITE 220, HIGHLANDS RANCH, CO, 80129
- Phone
- 303-847-4045
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $813.4M
- Discretionary AUM
- $812.3M
- Non-discretionary AUM
- $1.1M
- Discretionary accounts
- 2,356
- Non-discretionary accounts
- 34
- Total accounts
- 2,390
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 13 | $19.7M |
| Charitable organizations | 3 | $207K |
| High net worth individuals | 153 | $559.8M |
| Individuals (other than high net worth individuals) | 622 | $233.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.