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KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.
CRD 298353File 801-113934
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$813.4M
Above cohort median (national)
Discretionary AUM
$812.3M
Non-discretionary $1.1M
Clients
791
2,390 accounts
Employees
10
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Sep 6, 2018
- Principal office
- 1805 SHEA CENTER DRIVE, SUITE 220, HIGHLANDS RANCH, CO, 80129
- Phone
- 303-847-4045
- Website
- https://www.kozaktripp.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $813.4M
- Discretionary AUM
- $812.3M
- Non-discretionary AUM
- $1.1M
- Discretionary accounts
- 2,356
- Non-discretionary accounts
- 34
- Total accounts
- 2,390
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 13 | $19.7M |
| Charitable organizations | 3 | $207K |
| High net worth individuals | 153 | $559.8M |
| Individuals (other than high net worth individuals) | 622 | $233.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 748 | 791 | increased by43 |
| Mar 1, 2026 | AUM | $706,484,491 | $813,359,043 | increased by$106,874,552 |
| Mar 1, 2026 | Accounts | 2,230 | 2,390 | increased by160 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 10 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 586 | 748 | increased by162 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $488,176,579 | $706,484,491 | increased by$218,307,912 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,875 | 2,230 | increased by355 |
| Mar 1, 2022 | Employees | 5 | 9 | increased by4 |
| Mar 1, 2022 | Custody | No | Yes | |
| Mar 1, 2022 | Clients | 585 | 586 | increased by1 |
| Mar 1, 2022 | AUM | $434,066,747 | $488,176,579 | increased by$54,109,832 |
| Mar 1, 2022 | Accounts | 1,630 | 1,875 | increased by245 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KOZAK TRIPP” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KOZAK TRIPP” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.