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MACH-1 FINANCIAL GROUP, LLC
CRD 298195File 801-118093
APPROVED
Retail clients
Custody
Filing as of Jul 13, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$546.3M
Above cohort median (national)
Discretionary AUM
$546.3M
Clients
1,566
3,255 accounts
Employees
20
Above cohort median in AR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Feb 14, 2020
- Principal office
- 1001 S. 52ND STREET, SUITE 100, ROGERS, AR, 72758
- Phone
- 479-876-2100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $546.3M
- Discretionary AUM
- $546.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,255
- Non-discretionary accounts
- 0
- Total accounts
- 3,255
- AUM per client
- $349K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.9M |
| High net worth individuals | 161 | $241.6M |
| Pension and profit sharing plans | Fewer than 5 | $2.1M |
| Individuals (other than high net worth individuals) | 1,405 | $300.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.