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MACH-1 FINANCIAL GROUP, LLC
CRD 298195File 801-118093
APPROVED
Retail clients
Custody
Filing as of Jul 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$546.3M
Above cohort median (national)
Discretionary AUM
$546.3M
Clients
1,566
3,255 accounts
Employees
20
Above cohort median in AR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Feb 14, 2020
- Principal office
- 1001 S. 52ND STREET, SUITE 100, ROGERS, AR, 72758
- Phone
- 479-876-2100
- Website
- https://mach-1financial.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $546.3M
- Discretionary AUM
- $546.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,255
- Non-discretionary accounts
- 0
- Total accounts
- 3,255
- AUM per client
- $349K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.9M |
| High net worth individuals | 161 | $241.6M |
| Pension and profit sharing plans | Fewer than 5 | $2.1M |
| Individuals (other than high net worth individuals) | 1,405 | $300.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1,293 | 1,566 | increased by273 |
| Apr 1, 2026 | AUM | $416,888,563 | $546,345,461 | increased by$129,456,898 |
| Apr 1, 2026 | Accounts | 2,719 | 3,255 | increased by536 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 20 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 877 | 1,293 | increased by416 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $272,649,449 | $416,888,563 | increased by$144,239,114 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,366 | 2,719 | increased by353 |
| May 1, 2022 | Employees | 12 | 13 | increased by1 |
| Apr 1, 2022 | Employees | 10 | 12 | increased by2 |
| Apr 1, 2022 | Clients | 726 | 877 | increased by151 |
| Apr 1, 2022 | AUM | $189,233,500 | $272,649,449 | increased by$83,415,949 |
| Apr 1, 2022 | Accounts | 2,030 | 2,366 | increased by336 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MACH-1 FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MACH-1 FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.