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AVAII WEALTH MANAGEMENT, LLC
CRD 298165File 801-113937
APPROVED
Retail clients
Filing as of Sep 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$602.8M
Above cohort median (national)
Discretionary AUM
$593.8M
Non-discretionary $9.0M
Clients
995
2,927 accounts
Employees
18
Above cohort median in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Sep 6, 2018
- Principal office
- 2101 N CASALOMA DR, APPLETON, WI, 54913
- Phone
- (920) 214-1212
- Website
- http://avaii.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $602.8M
- Discretionary AUM
- $593.8M
- Non-discretionary AUM
- $9.0M
- Discretionary accounts
- 2,755
- Non-discretionary accounts
- 172
- Total accounts
- 2,927
- AUM per client
- $606K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $2.0M |
| High net worth individuals | 184 | $316.2M |
| Pension and profit sharing plans | 9 | $16.4M |
| Individuals (other than high net worth individuals) | 802 | $268.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 17 | 18 | increased by1 |
| Apr 1, 2026 | Clients | 809 | 995 | increased by186 |
| Apr 1, 2026 | AUM | $442,587,428 | $602,750,772 | increased by$160,163,344 |
| Apr 1, 2026 | Accounts | 2,402 | 2,927 | increased by525 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 14 | 17 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 545 | 809 | increased by264 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $315,213,155 | $442,587,428 | increased by$127,374,273 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,488 | 2,402 | increased by914 |
| Apr 1, 2022 | Employees | 9 | 14 | increased by5 |
| Apr 1, 2022 | Clients | 418 | 545 | increased by127 |
| Apr 1, 2022 | AUM | $226,177,558 | $315,213,155 | increased by$89,035,597 |
| Apr 1, 2022 | Accounts | 1,146 | 1,488 | increased by342 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AVAII WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AVAII WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.