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RESOLUTION CAPITAL (US) LIMITED
CRD 298109File 801-114218
APPROVED
Filing as of Sep 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.98B
Top 25% of cohort (national)
Discretionary AUM
$1.98B
Clients
18
19 accounts
Employees
2
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 29, 2018
- Principal office
- 800 WESTCHESTER AVENUE, SUITE 641 NORTH, RYE BROOK, NY, 10573
- Phone
- 1-914-697-7511
- Website
- https://www.rescap.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.98B
- Discretionary AUM
- $1.98B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 19
- Non-discretionary accounts
- 0
- Total accounts
- 19
- AUM per client
- $110.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $385.5M |
| Pooled investment vehicles | 7 | $1.28B |
| Pension and profit sharing plans | 4 | $251.7M |
| State or municipal government entities | Fewer than 5 | $66.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Dec 1, 2025 vs May 1, 2025 | Clients | 21 | 23 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $2,075,990,241 | $2,282,927,649 | increased by$206,937,408 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 25 | 24 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 32 | 21 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,636,038,267 | $2,075,990,241 | decreased by$560,048,026 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 34 | 25 | decreased by9 |
| Oct 1, 2022 | Employees | 1 | 2 | increased by1 |
| Oct 1, 2022 | Clients | 29 | 32 | increased by3 |
| Oct 1, 2022 | AUM | $3,074,346,671 | $2,636,038,267 | decreased by$438,308,404 |
| Oct 1, 2022 | Accounts | 31 | 34 | increased by3 |
| Oct 1, 2021 | Clients | 26 | 29 | increased by3 |
| Oct 1, 2021 | AUM | $1,545,455,317 | $3,074,346,671 | increased by$1,528,891,354 |
| Oct 1, 2021 | Accounts | 27 | 31 | increased by4 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RESOLUTION CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RESOLUTION CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.