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OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC
CRD 297976File 801-113781
APPROVED
Retail clients
Filing as of Feb 12, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$305.0M
Below cohort median (national)
Discretionary AUM
$1.0M
Non-discretionary $304.0M
Clients
30
26 accounts
Employees
3
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 2, 2018
- Principal office
- 40 WALL STREET FLOOR 28, NEW YORK, NY, 10005
- Phone
- 212.256.1334
- Website
- HTTPS://WWW.OLDSLIPCAP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $305.0M
- Discretionary AUM
- $1.0M
- Non-discretionary AUM
- $304.0M
- Discretionary accounts
- 5
- Non-discretionary accounts
- 21
- Total accounts
- 26
- AUM per client
- $10.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | Fewer than 5 | $0 |
| Pension and profit sharing plans | 16 | $305.0M |
| Individuals (other than high net worth individuals) | 11 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.