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SPX CAPITAL MANAGEMENT LLC
CRD 297944File 801-122412
APPROVED
Custody
Filing as of Jul 1, 2026
Feed vintage Sep 30, 2026
Regulatory AUM
$350.0M
Below cohort median (national)
Discretionary AUM
$350.0M
Clients
10
12 accounts
Employees
9
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 1, 2021
- Principal office
- 250 W 57TH ST, SUITE 710, NEW YORK, NY, 10107
- Phone
- (212) 386-5810
- Website
- https://www.spxcapital.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $350.0M
- Discretionary AUM
- $350.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 12
- Non-discretionary accounts
- 0
- Total accounts
- 12
- AUM per client
- $35.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 10 | $207.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 12 | 10 | decreased by2 |
| Apr 1, 2026 | Employees | 12 | 9 | decreased by3 |
| Apr 1, 2026 | Clients | 11 | 12 | increased by1 |
| Apr 1, 2026 | AUM | $500,000,000 | $350,000,000 | decreased by$150,000,000 |
| Apr 1, 2026 | Accounts | 11 | 12 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 15 | 11 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,244,521,484 | $500,000,000 | decreased by$3,744,521,484 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 15 | 11 | decreased by4 |
| Apr 1, 2022 | Employees | 9 | 12 | increased by3 |
| Apr 1, 2022 | Clients | 10 | 15 | increased by5 |
| Apr 1, 2022 | AUM | $3,766,078,816 | $4,244,521,484 | increased by$478,442,668 |
| Apr 1, 2022 | Accounts | 10 | 15 | increased by5 |
| Oct 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SPX CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SPX CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.