ELMWOOD ASSET MANAGEMENT LLC

CRD 297926File 801-114556

APPROVED

Disclosure events

Filing as of Mar 4, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$24.29B

Top 10% of cohort (national)

Discretionary AUM

$24.29B

Clients

52 accounts

Employees

Top 10% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Jan 31, 2019
Principal office: 575 FIFTH AVENUE, 34TH FLOOR, NEW YORK, NY, 10017
Phone: 646-876-2350
Website: http://www.ElmwoodAsset.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $24.29B
Discretionary AUM: $24.29B
Non-discretionary AUM: $0
Discretionary accounts: 52
Non-discretionary accounts: 0
Total accounts: 52
AUM per client: $467.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Pooled investment vehicles	52	$24.29B

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11G
Q11D2
Q11D4
Q11H1A

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	42	45	increased by3
Apr 1, 2026	Clients	38	52	increased by14
Apr 1, 2026	AUM	$19,786,419,059	$24,285,364,415	increased by$4,498,945,356
Apr 1, 2026	Accounts	38	52	increased by14
May 1, 2025 vs Oct 1, 2022	Employees	17	42	increased by25
May 1, 2025 vs Oct 1, 2022	Clients	17	38	increased by21
May 1, 2025 vs Oct 1, 2022	AUM	$8,496,847,335	$19,786,419,059	increased by$11,289,571,724
May 1, 2025 vs Oct 1, 2022	Accounts	17	38	increased by21
Apr 1, 2022	Employees	13	17	increased by4
Apr 1, 2022	Clients	8	17	increased by9
Apr 1, 2022	AUM	$4,449,456,053	$8,496,847,335	increased by$4,047,391,282
Apr 1, 2022	Accounts	8	17	increased by9
Dec 1, 2021	Clients	7	8	increased by1
Dec 1, 2021	AUM	$3,866,825,000	$4,449,456,053	increased by$582,631,053
Dec 1, 2021	Accounts	7	8	increased by1

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “ELMWOOD ASSET” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ELMWOOD ASSET” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.