← Directory
LIVE OAK PRIVATE WEALTH, LLC
CRD 297904File 801-113818
APPROVED
Retail clients
Custody
Filing as of Apr 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.32B
Above cohort median (national)
Discretionary AUM
$1.32B
Clients
494
1,157 accounts
Employees
12
Top 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Aug 13, 2018
- Principal office
- 1741 TIBURON DRIVE, WILMINGTON, NC, 28403
- Phone
- (844) 469-5679
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.32B
- Discretionary AUM
- $1.32B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,157
- Non-discretionary accounts
- 0
- Total accounts
- 1,157
- AUM per client
- $2.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $30.4M |
| Charitable organizations | 10 | $20.3M |
| High net worth individuals | 268 | $1.14B |
| Pension and profit sharing plans | Fewer than 5 | $1.4M |
| Individuals (other than high net worth individuals) | 208 | $130.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 478 | 494 | increased by16 |
| Mar 1, 2026 | AUM | $1,067,283,022 | $1,320,408,330 | increased by$253,125,308 |
| Mar 1, 2026 | Accounts | 1,086 | 1,157 | increased by71 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 12 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 427 | 478 | increased by51 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $836,456,769 | $1,067,283,022 | increased by$230,826,253 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 427 | 1,086 | increased by659 |
| Apr 1, 2022 | Employees | 11 | 13 | increased by2 |
| Apr 1, 2022 | Clients | 390 | 427 | increased by37 |
| Apr 1, 2022 | AUM | $592,405,648 | $836,456,769 | increased by$244,051,121 |
| Apr 1, 2022 | Accounts | 848 | 427 | decreased by421 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LIVE OAK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LIVE OAK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.