CANOPY WEALTH MANAGEMENT

Legal name: ERN FINANCIAL, LLC

CRD 297717File 801-113774

APPROVED

Retail clients

Custody

Filing as of Apr 8, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.15B

Above cohort median (national)

Discretionary AUM

$1.08B

Non-discretionary $77.7M

Clients

601

2,608 accounts

Employees

Above cohort median in WI

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Aug 2, 2018
Principal office: 8215 GREENWAY BOULEVARD, SUITE 540, MIDDLETON, WI, 53562
Phone: 608-662-9018
Website: HTTPS://WWW.CANOPY-WEALTH.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.15B
Discretionary AUM: $1.08B
Non-discretionary AUM: $77.7M
Discretionary accounts: 2,192
Non-discretionary accounts: 416
Total accounts: 2,608
AUM per client: $1.9M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$207K
Charitable organizations	5	$11.3M
High net worth individuals	293	$1.02B
Pension and profit sharing plans	Fewer than 5	$2.0M
Individuals (other than high net worth individuals)	299	$123.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Other
Publications
Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.