CROAK CAPITAL

Legal name: CROAK ASSET MANAGEMENT, LLC

CRD 297666File 801-126464

APPROVED

Retail clients

Filing as of Apr 23, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$363.9M

Below cohort median (national)

Discretionary AUM

$363.8M

Non-discretionary $170K

Clients

784

2,079 accounts

Employees

Below cohort median in OH

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Aug 31, 2022
Principal office: 432 N SUPERIOR ST., TOLEDO, OH, 43604
Phone: 419-464-7000
Website: https://www.instagram.com/croakcapital/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $363.9M
Discretionary AUM: $363.8M
Non-discretionary AUM: $170K
Discretionary accounts: 2,072
Non-discretionary accounts: 7
Total accounts: 2,079
AUM per client: $464K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$9.4M
Charitable organizations	Fewer than 5	$10.5M
High net worth individuals	90	$173.1M
Individuals (other than high net worth individuals)	690	$170.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Hourly charges
Other (described) — ASSETS UNDER ADVISEMENT
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.