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BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC.
CRD 297648File 801-113856
APPROVED
Retail clients
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$144.2M
Bottom 25% of cohort (national)
Discretionary AUM
$142.3M
Non-discretionary $1.8M
Clients
98
411 accounts
Employees
3
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Aug 17, 2018
- Principal office
- 120 ADELAIDE STREET WEST, SUITE 2500, TORONTO, ONTARIO, M5H 1T1
- Phone
- 416 622 0466
- Website
- HTTPS://WWW.BURGESSIMR.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $144.2M
- Discretionary AUM
- $142.3M
- Non-discretionary AUM
- $1.8M
- Discretionary accounts
- 407
- Non-discretionary accounts
- 4
- Total accounts
- 411
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 44 | $125.1M |
| Individuals (other than high net worth individuals) | 54 | $19.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 97 | 98 | increased by1 |
| Apr 1, 2026 | AUM | $119,908,768 | $144,159,401 | increased by$24,250,633 |
| Apr 1, 2026 | Accounts | 390 | 411 | increased by21 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 2 | 3 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 99 | 97 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $116,443,629 | $119,908,768 | increased by$3,465,139 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 373 | 390 | increased by17 |
| Apr 1, 2022 | Employees | 3 | 2 | decreased by1 |
| Apr 1, 2022 | Clients | 91 | 99 | increased by8 |
| Apr 1, 2022 | AUM | $101,610,058 | $116,443,629 | increased by$14,833,571 |
| Apr 1, 2022 | Accounts | 357 | 373 | increased by16 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BURGESS INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BURGESS INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.