ASPEN PRIVATE ADVISORS, LLC

CRD 297639File 801-113814

APPROVED

Retail clients

Custody

Filing as of Mar 26, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$199.9M

Below cohort median (national)

Discretionary AUM

$199.9M

Clients

125

475 accounts

Employees

Below cohort median in SD

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: DRO
Registration date: Aug 13, 2018
Principal office: 5201 SOUTH WESTERN AVENUE, SUITE 103, SIOUX FALLS, SD, 57108
Phone: 605-951-9620
Website: http://www.aspenpa.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $199.9M
Discretionary AUM: $199.9M
Non-discretionary AUM: $0
Discretionary accounts: 475
Non-discretionary accounts: 0
Total accounts: 475
AUM per client: $1.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$1.3M
High net worth individuals	61	$170.3M
Pension and profit sharing plans	Fewer than 5	$3.8M
Individuals (other than high net worth individuals)	64	$24.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.