ORIENTAL FINANCIAL SERVICES LLC

CRD 29753File 801-88203

APPROVED

Retail clients

Disclosure events

Filing as of Mar 30, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$419.6M

Below cohort median (national)

Discretionary AUM

Non-discretionary $419.6M

Clients

468

468 accounts

Employees

Below cohort median in PR

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: MIRO
Registration date: Apr 23, 2015
Principal office: 254 MUNOZ RIVERA AVE, 11TH FLOOR, SAN JUAN, PR, 00918
Phone: 787-474-1993
Website: HTTP://WWW.ORIENTALBANK.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $419.6M
Discretionary AUM: $0
Non-discretionary AUM: $419.6M
Discretionary accounts: 0
Non-discretionary accounts: 468
Total accounts: 468
AUM per client: $896K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	80	$195.7M
Charitable organizations	1	$23K
High net worth individuals	37	$125.1M
Pension and profit sharing plans	1	$503K
State or municipal government entities	2	$24.1M
Individuals (other than high net worth individuals)	347	$74.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Other advisory activities

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11E2

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	30	28	decreased by2
Apr 1, 2026	Clients	486	468	decreased by18
Apr 1, 2026	AUM	$360,606,482	$419,555,784	increased by$58,949,302
Apr 1, 2026	Accounts	486	468	decreased by18
May 1, 2025 vs Oct 1, 2022	Clients	430	486	increased by56
May 1, 2025 vs Oct 1, 2022	AUM	$232,239,983	$360,606,482	increased by$128,366,499
May 1, 2025 vs Oct 1, 2022	Accounts	438	486	increased by48
Apr 1, 2022	Employees	28	30	increased by2
Apr 1, 2022	Clients	387	430	increased by43
Apr 1, 2022	AUM	$150,257,111	$232,239,983	increased by$81,982,872
Apr 1, 2022	Accounts	387	438	increased by51
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “ORIENTAL FINANCIAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ORIENTAL FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.