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CANTON HATHAWAY LLC
CRD 297527File 801-113544
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$866.1M
Above cohort median (national)
Discretionary AUM
$844.3M
Non-discretionary $21.8M
Clients
96
281 accounts
Employees
5
Above cohort median in RI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 6, 2018
- Principal office
- ONE WEST EXCHANGE STREET, SUITE 3202, PROVIDENCE, RI, 02903
- Phone
- 401-433-7800
- Website
- https://cantonhathaway.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $866.1M
- Discretionary AUM
- $844.3M
- Non-discretionary AUM
- $21.8M
- Discretionary accounts
- 223
- Non-discretionary accounts
- 58
- Total accounts
- 281
- AUM per client
- $9.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $64.6M |
| High net worth individuals | 67 | $602.0M |
| Pooled investment vehicles | 4 | $26.6M |
| Pension and profit sharing plans | Fewer than 5 | $155.3M |
| State or municipal government entities | Fewer than 5 | $7.1M |
| Individuals (other than high net worth individuals) | 17 | $10.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 6 | 5 | decreased by1 |
| Apr 1, 2026 | Clients | 105 | 96 | decreased by9 |
| Apr 1, 2026 | AUM | $672,683,658 | $866,119,419 | increased by$193,435,761 |
| Apr 1, 2026 | Accounts | 109 | 281 | increased by172 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 6 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 51 | 105 | increased by54 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $599,082,339 | $672,683,658 | increased by$73,601,319 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 184 | 109 | decreased by75 |
| Mar 1, 2022 | Disclosures | No | Yes | |
| Mar 1, 2022 | Clients | 139 | 51 | decreased by88 |
| Mar 1, 2022 | AUM | $474,298,291 | $599,082,339 | increased by$124,784,048 |
| Mar 1, 2022 | Accounts | 139 | 184 | increased by45 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CANTON HATHAWAY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CANTON HATHAWAY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.