CANTON HATHAWAY LLC

CRD 297527File 801-113544

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$866.1M

Above cohort median (national)

Discretionary AUM

$844.3M

Non-discretionary $21.8M

Clients

281 accounts

Employees

Above cohort median in RI

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Jul 6, 2018
Principal office: ONE WEST EXCHANGE STREET, SUITE 3202, PROVIDENCE, RI, 02903
Phone: 401-433-7800
Website: https://cantonhathaway.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $866.1M
Discretionary AUM: $844.3M
Non-discretionary AUM: $21.8M
Discretionary accounts: 223
Non-discretionary accounts: 58
Total accounts: 281
AUM per client: $9.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$64.6M
High net worth individuals	67	$602.0M
Pooled investment vehicles	4	$26.6M
Pension and profit sharing plans	Fewer than 5	$155.3M
State or municipal government entities	Fewer than 5	$7.1M
Individuals (other than high net worth individuals)	17	$10.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

Q11C4
Q11C5

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.