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PGI WEALTH MANAGEMENT
Legal name: PHILIP JAMES WEALTH MANAGEMENT, LLC
CRD 297517File 801-119808
APPROVED
Retail clients
Custody
Filing as of May 11, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$930.6M
Above cohort median (national)
Discretionary AUM
$926.1M
Non-discretionary $4.5M
Clients
497
1,235 accounts
Employees
9
Above cohort median in GA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Nov 13, 2020
- Principal office
- 13680 HIGHWAY 9, SUITE C100, ALPHARETTA, GA, 30004
- Phone
- (888) 493-9022
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $930.6M
- Discretionary AUM
- $926.1M
- Non-discretionary AUM
- $4.5M
- Discretionary accounts
- 1,218
- Non-discretionary accounts
- 17
- Total accounts
- 1,235
- AUM per client
- $1.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $44.0M |
| High net worth individuals | 193 | $806.6M |
| Individuals (other than high net worth individuals) | 304 | $80.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.