SARGENT INVESTMENT GROUP

Legal name: SARGENT INVESTMENT GROUP, LLC

CRD 297499File 801-113542

APPROVED

Retail clients

Custody

Filing as of May 26, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.48B

Above cohort median (national)

Discretionary AUM

$1.17B

Non-discretionary $310.7M

Clients

407

1,381 accounts

Employees

Above cohort median in MD

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: PLRO
Registration date: Jul 6, 2018
Principal office: 4920 ELM STREET, SUITE 305, BETHESDA, MD, 20814
Phone: (202) 580-6400
Website: https://www.sargentinvestmentgroup.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.48B
Discretionary AUM: $1.17B
Non-discretionary AUM: $310.7M
Discretionary accounts: 1,229
Non-discretionary accounts: 152
Total accounts: 1,381
AUM per client: $3.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$21.7M
Charitable organizations	11	$59.6M
High net worth individuals	251	$1.34B
Individuals (other than high net worth individuals)	145	$59.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.