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ELLSWORTH ADVISORS, LLC
CRD 297464File 801-113634
APPROVED
Retail clients
Custody
Filing as of Feb 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.41B
Above cohort median (national)
Discretionary AUM
$1.39B
Non-discretionary $14.5M
Clients
860
2,088 accounts
Employees
16
Top 25% of cohort in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 19, 2018
- Principal office
- 1764 GEORGETOWN ROAD, HUDSON, OH, 44236
- Phone
- (234) 200-0703
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.41B
- Discretionary AUM
- $1.39B
- Non-discretionary AUM
- $14.5M
- Discretionary accounts
- 2,048
- Non-discretionary accounts
- 40
- Total accounts
- 2,088
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $19.6M |
| High net worth individuals | 212 | $592.7M |
| Individuals (other than high net worth individuals) | 641 | $794.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 758 | 860 | increased by102 |
| Mar 1, 2026 | AUM | $1,185,403,327 | $1,406,464,580 | increased by$221,061,253 |
| Mar 1, 2026 | Accounts | 1,863 | 2,088 | increased by225 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 16 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 396 | 758 | increased by362 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $711,433,437 | $1,185,403,327 | increased by$473,969,890 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 982 | 1,863 | increased by881 |
| Apr 1, 2022 | Clients | 305 | 396 | increased by91 |
| Apr 1, 2022 | AUM | $562,212,207 | $711,433,437 | increased by$149,221,230 |
| Apr 1, 2022 | Accounts | 790 | 982 | increased by192 |
| Jul 1, 2021 | Custody | No | Yes | |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ELLSWORTH ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ELLSWORTH ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.