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HORST & GRABEN WEALTH MANAGEMENT, LLC
CRD 297368File 801-113498
APPROVED
Retail clients
Filing as of Mar 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$920.1M
Above cohort median (national)
Discretionary AUM
$839.3M
Non-discretionary $80.7M
Clients
1,311
3,442 accounts
Employees
10
Top 25% of cohort in OR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jun 27, 2018
- Principal office
- 6600 SW 92ND AVE, SUITE 210, PORTLAND, OR, 97223
- Phone
- 503-342-8900
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $920.1M
- Discretionary AUM
- $839.3M
- Non-discretionary AUM
- $80.7M
- Discretionary accounts
- 3,200
- Non-discretionary accounts
- 242
- Total accounts
- 3,442
- AUM per client
- $702K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $956K |
| High net worth individuals | 217 | $537.5M |
| Pension and profit sharing plans | 12 | $68.1M |
| Individuals (other than high net worth individuals) | 1,082 | $313.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 8 | 10 | increased by2 |
| Apr 1, 2026 | Clients | 1,207 | 1,311 | increased by104 |
| Apr 1, 2026 | AUM | $796,540,374 | $920,067,465 | increased by$123,527,091 |
| Apr 1, 2026 | Accounts | 1,207 | 3,442 | increased by2,235 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 8 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,011 | 1,207 | increased by196 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $605,526,887 | $796,540,374 | increased by$191,013,487 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,485 | 1,207 | decreased by1,278 |
| Mar 1, 2022 | Employees | 4 | 6 | increased by2 |
| Mar 1, 2022 | Clients | 990 | 1,011 | increased by21 |
| Mar 1, 2022 | AUM | $543,232,740 | $605,526,887 | increased by$62,294,147 |
| Mar 1, 2022 | Accounts | 2,227 | 2,485 | increased by258 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HORST GRABEN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HORST GRABEN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.