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WELLINGTON-ALTUS USA INC.
CRD 297314File 801-113668
APPROVED
Retail clients
Custody
Filing as of Jun 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$146.2M
Bottom 25% of cohort (national)
Discretionary AUM
$146.2M
Clients
233
265 accounts
Employees
59
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jul 31, 2018
- Principal office
- 201 PORTAGE AVENUE, 25TH FLOOR, WINNIPEG, MANITOBA, R3B 3K6
- Phone
- 888-315-8729
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $146.2M
- Discretionary AUM
- $146.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 265
- Non-discretionary accounts
- 0
- Total accounts
- 265
- AUM per client
- $628K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 36 | $105.8M |
| Individuals (other than high net worth individuals) | 197 | $40.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Employees | 58 | 59 | increased by1 |
| Mar 1, 2026 | Employees | 72 | 58 | decreased by14 |
| Mar 1, 2026 | Custody | No | Yes | |
| Mar 1, 2026 | Clients | 154 | 233 | increased by79 |
| Mar 1, 2026 | AUM | $126,885,263 | $146,247,096 | increased by$19,361,833 |
| Mar 1, 2026 | Accounts | 240 | 265 | increased by25 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 62 | 72 | increased by10 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 51 | 154 | increased by103 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $21,475,403 | $126,885,263 | increased by$105,409,860 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 55 | 240 | increased by185 |
| Mar 1, 2022 | Employees | 120 | 62 | decreased by58 |
| Mar 1, 2022 | Clients | 20 | 51 | increased by31 |
| Mar 1, 2022 | AUM | $7,147,001 | $21,475,403 | increased by$14,328,402 |
| Mar 1, 2022 | Accounts | 23 | 55 | increased by32 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WELLINGTON-ALTUS USA” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WELLINGTON-ALTUS USA” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.