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SIMPLIFIED WEALTH MANAGEMENT
Legal name: SIMPLIFIED WEALTH MANAGEMENT, LLC
CRD 297059File 801-123772
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Feb 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$225.5M
Below cohort median (national)
Discretionary AUM
$225.5M
Clients
712
1,642 accounts
Employees
9
Below cohort median in MS
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Apr 21, 2022
- Principal office
- 14 ORLEANS DRIVE, HATTIESBURG, MS, 39402
- Phone
- 601-336-4265
- Website
- HTTPS://MYSWM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $225.5M
- Discretionary AUM
- $225.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,642
- Non-discretionary accounts
- 0
- Total accounts
- 1,642
- AUM per client
- $317K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $2.1M |
| High net worth individuals | 91 | $146.0M |
| Pension and profit sharing plans | Fewer than 5 | $3.9M |
| Individuals (other than high net worth individuals) | 616 | $73.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.