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SIMPLIFIED WEALTH MANAGEMENT
Legal name: SIMPLIFIED WEALTH MANAGEMENT, LLC
CRD 297059File 801-123772
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Feb 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$225.5M
Below cohort median (national)
Discretionary AUM
$225.5M
Clients
712
1,642 accounts
Employees
9
Below cohort median in MS
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Apr 21, 2022
- Principal office
- 14 ORLEANS DRIVE, HATTIESBURG, MS, 39402
- Phone
- 601-336-4265
- Website
- HTTPS://MYSWM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $225.5M
- Discretionary AUM
- $225.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,642
- Non-discretionary accounts
- 0
- Total accounts
- 1,642
- AUM per client
- $317K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $2.1M |
| High net worth individuals | 91 | $146.0M |
| Pension and profit sharing plans | Fewer than 5 | $3.9M |
| Individuals (other than high net worth individuals) | 616 | $73.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 7 | 9 | increased by2 |
| Mar 1, 2026 | Clients | 681 | 712 | increased by31 |
| Mar 1, 2026 | AUM | $179,488,997 | $225,538,099 | increased by$46,049,102 |
| Mar 1, 2026 | Accounts | 1,451 | 1,642 | increased by191 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 7 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 745 | 681 | decreased by64 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $115,038,836 | $179,488,997 | increased by$64,450,161 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,080 | 1,451 | increased by371 |
| May 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SIMPLIFIED WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SIMPLIFIED WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.