GUARDCAP ASSET MANAGEMENT LIMITED

CRD 297056File 801-113537

APPROVED

Disclosure events

Filing as of Mar 31, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$5.93B

Top 25% of cohort (national)

Discretionary AUM

$5.93B

Clients

12 accounts

Employees

Identity & registration

ADV Item 1

Organization form: Other (specify)
Firm type: Registered
SEC region: HQ
Registration date: Dec 7, 2020
Principal office: 11 CHARLES II STREET, 6TH FLOOR, LONDON, SW1Y 4NS
Phone: 44 20 7907 2400
Website: HTTPS://WWW.GUARDCAP.CO.UK/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $5.93B
Discretionary AUM: $5.93B
Non-discretionary AUM: $0
Discretionary accounts: 12
Non-discretionary accounts: 0
Total accounts: 12
AUM per client: $197.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$251.6M
Charitable organizations	Fewer than 5	$24.1M
Other investment advisers	24	Not reported
Pooled investment vehicles	6	$5.40B
State or municipal government entities	Fewer than 5	$261.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11H2

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	27	24	decreased by3
Apr 1, 2026	Disclosures	No	Yes
Apr 1, 2026	Clients	9	30	increased by21
Apr 1, 2026	AUM	$9,433,650,231	$5,934,476,247	decreased by$3,499,173,984
Apr 1, 2026	Accounts	19	12	decreased by7
May 1, 2025 vs Oct 1, 2022	Employees	24	27	increased by3
May 1, 2025 vs Oct 1, 2022	Clients	12	9	decreased by3
May 1, 2025 vs Oct 1, 2022	AUM	$13,133,586,126	$9,433,650,231	decreased by$3,699,935,895
May 1, 2025 vs Oct 1, 2022	Accounts	24	19	decreased by5
Apr 1, 2022	Employees	21	24	increased by3
Apr 1, 2022	AUM	$7,748,537,849	$13,133,586,126	increased by$5,385,048,277
Apr 1, 2022	Accounts	21	24	increased by3
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “GUARDCAP ASSET” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GUARDCAP ASSET” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.