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COMPASS ROSE ASSET MANAGEMENT
Legal name: COMPASS ROSE ASSET MANAGEMENT, LP
CRD 297010File 801-113397
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$16.50B
Top 10% of cohort (national)
Discretionary AUM
$16.50B
Clients
3
4 accounts
Employees
37
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 8, 2018
- Principal office
- 124 EAST 14TH STREET, 21ST FLOOR, NEW YORK, NY, 10003
- Phone
- 212-888-1433
- Website
- HTTP://WWW.COMPASSROSEAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $16.50B
- Discretionary AUM
- $16.50B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 4
- Non-discretionary accounts
- 0
- Total accounts
- 4
- AUM per client
- $5.50B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $13.74B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 35 | 37 | increased by2 |
| Apr 1, 2026 | AUM | $11,859,616,972 | $16,500,609,281 | increased by$4,640,992,309 |
| Apr 1, 2026 | Accounts | 5 | 4 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 20 | 35 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 6 | 3 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,996,744,843 | $11,859,616,972 | increased by$6,862,872,129 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 8 | 5 | decreased by3 |
| Apr 1, 2022 | Employees | 19 | 20 | increased by1 |
| Apr 1, 2022 | AUM | $5,772,225,208 | $4,996,744,843 | decreased by$775,480,365 |
| Oct 1, 2021 | Clients | 3 | 6 | increased by3 |
| Oct 1, 2021 | AUM | $3,884,368,672 | $5,772,225,208 | increased by$1,887,856,536 |
| Oct 1, 2021 | Accounts | 5 | 8 | increased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COMPASS ROSE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COMPASS ROSE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.