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CERTARES MANAGEMENT LLC
CRD 296928File 801-113247
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$6.41B
Top 25% of cohort (national)
Discretionary AUM
$6.41B
Clients
21
21 accounts
Employees
36
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 14, 2018
- Principal office
- 350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10017
- Phone
- 1-212-624-2940
- Website
- HTTPS://CERTARES.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.41B
- Discretionary AUM
- $6.41B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 21
- Non-discretionary accounts
- 0
- Total accounts
- 21
- AUM per client
- $305.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | Not reported |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | Fewer than 5 | Not reported |
| Pooled investment vehicles | 21 | $6.41B |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | Fewer than 5 | Not reported |
| State or municipal government entities | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 35 | 36 | increased by1 |
| Apr 1, 2026 | Clients | 22 | 21 | decreased by1 |
| Apr 1, 2026 | AUM | $6,228,000,000 | $6,412,000,000 | increased by$184,000,000 |
| Apr 1, 2026 | Accounts | 22 | 21 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 36 | 35 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 16 | 22 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $7,456,000,000 | $6,228,000,000 | decreased by$1,228,000,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 16 | 22 | increased by6 |
| Apr 1, 2022 | Employees | 32 | 36 | increased by4 |
| Apr 1, 2022 | Clients | 14 | 16 | increased by2 |
| Apr 1, 2022 | AUM | $2,300,000,000 | $7,456,000,000 | increased by$5,156,000,000 |
| Apr 1, 2022 | Accounts | 14 | 16 | increased by2 |
| May 1, 2021 | Employees | 26 | 32 | increased by6 |
| May 1, 2021 | Clients | 10 | 14 | increased by4 |
| May 1, 2021 | AUM | $2,240,000,000 | $2,300,000,000 | increased by$60,000,000 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CERTARES MANAGEMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CERTARES MANAGEMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.