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CAPROCK PARTNERS MANAGEMENT, INC.
CRD 296925File 801-114601
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.52B
Above cohort median (national)
Discretionary AUM
$1.52B
Clients
13
13 accounts
Employees
50
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jan 28, 2019
- Principal office
- 1300 DOVE STREET, SUITE 200, NEWPORT BEACH, CA, 92660
- Phone
- 949-342-8000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.52B
- Discretionary AUM
- $1.52B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 13
- Non-discretionary accounts
- 0
- Total accounts
- 13
- AUM per client
- $116.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 13 | $1.52B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 54 | 50 | decreased by4 |
| Apr 1, 2026 | AUM | $1,633,335,635 | $1,517,162,010 | decreased by$116,173,625 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 11 | 13 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,815,287,875 | $1,633,335,635 | decreased by$181,952,240 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 11 | 13 | increased by2 |
| Apr 1, 2022 | Employees | 39 | 54 | increased by15 |
| Apr 1, 2022 | Clients | 9 | 11 | increased by2 |
| Apr 1, 2022 | AUM | $1,054,454,055 | $1,815,287,875 | increased by$760,833,820 |
| Apr 1, 2022 | Accounts | 9 | 11 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPROCK PARTNERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPROCK PARTNERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.