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RIVONIA ROAD CAPITAL LLC

CRD 296295File 801-136773
APPROVED
Custody
Filing as of Aug 25, 2026
Feed vintage Sep 8, 2026
Regulatory AUM
$246.0M
Below cohort median (national)
Discretionary AUM
$246.0M
Clients
5
5 accounts
Employees
9
Below cohort median in CA

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
LARO
Registration date
Sep 1, 2026
Principal office
2800 28TH STREET, SUITE 125, SANTA MONICA, CA, 90405
Phone
310-579-0890

Assets & accounts

ADV Item 5F
Total regulatory AUM
$246.0M
Discretionary AUM
$246.0M
Non-discretionary AUM
$0
Discretionary accounts
5
Non-discretionary accounts
0
Total accounts
5
AUM per client
$49.2M

Clients by type

ADV Item 5D
Client typeClientsAUM
Pooled investment vehicles5$246.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
Yes
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromToChange
Sep 2, 2026RegistrationAPPROVED
Apr 1, 2021RegistrationAPPROVED-120

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “RIVONIA ROAD” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RIVONIA ROAD” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.