ELLERBROCK-NORRIS WEALTH STRATEGIES LLC

CRD 295099File 801-132779

APPROVED

Retail clients

Filing as of Jun 17, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$171.6M

Bottom 25% of cohort (national)

Discretionary AUM

$144.4M

Non-discretionary $27.2M

Clients

342 accounts

Employees

Bottom 25% of cohort in NE

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: DRO
Registration date: May 15, 2025
Principal office: 4331 NORTH 156TH STREET, OMAHA, NE, 68116
Phone: (402) 884-1320
Website: https://en-ws.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $171.6M
Discretionary AUM: $144.4M
Non-discretionary AUM: $27.2M
Discretionary accounts: 321
Non-discretionary accounts: 21
Total accounts: 342
AUM per client: $2.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	39	$140.6M
Pension and profit sharing plans	11	$14.3M
Individuals (other than high net worth individuals)	35	$16.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.