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DEFIANCE ETFS, LLC
CRD 294410File 801-113321
APPROVED
Filing as of Jul 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.86B
Top 25% of cohort (national)
Discretionary AUM
$3.86B
Clients
4
4 accounts
Employees
7
Top 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- May 30, 2018
- Principal office
- 78 SW 7TH ST, 5TH FLOOR, MIAMI, FL, 33130
- Phone
- 8333339383
- Website
- https://www.defianceetfs.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.86B
- Discretionary AUM
- $3.86B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 4
- Non-discretionary accounts
- 0
- Total accounts
- 4
- AUM per client
- $965.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 4 | $3.86B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 5 | 7 | increased by2 |
| Apr 1, 2026 | Clients | 3 | 4 | increased by1 |
| Apr 1, 2026 | AUM | $3,148,188,057 | $3,863,075,392 | increased by$714,887,335 |
| Apr 1, 2026 | Accounts | 3 | 4 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 4 | 5 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 6 | 3 | decreased by3 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $850,000,000 | $3,148,188,057 | increased by$2,298,188,057 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 6 | 3 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 4 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 8 | 6 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,500,000,000 | $850,000,000 | decreased by$650,000,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 8 | 6 | decreased by2 |
| Apr 1, 2022 | Employees | 11 | 12 | increased by1 |
| Feb 1, 2022 | AUM | $1,450,000,000 | $1,500,000,000 | increased by$50,000,000 |
| Dec 1, 2021 | Employees | 10 | 11 | increased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DEFIANCE ETFS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DEFIANCE ETFS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.