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ALDEN CAPITAL
Legal name: ALDEN CAPITAL MANAGEMENT INC.
CRD 293551File 801-116941
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.52B
Above cohort median (national)
Discretionary AUM
$823.4M
Non-discretionary $691.6M
Clients
2,505
2,551 accounts
Employees
23
Above cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jul 9, 2019
- Principal office
- 37 WEST AVE, SUITE 301, WAYNE, PA, 19087
- Phone
- (215) 572-8700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.52B
- Discretionary AUM
- $823.4M
- Non-discretionary AUM
- $691.6M
- Discretionary accounts
- 2,504
- Non-discretionary accounts
- 47
- Total accounts
- 2,551
- AUM per client
- $605K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 183 | $59.0M |
| Pooled investment vehicles | 1 | $15.8M |
| Individuals (other than high net worth individuals) | 2,321 | $748.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D1
- Q11D2
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 2,552 | 2,505 | decreased by47 |
| Apr 1, 2026 | Employees | 24 | 23 | decreased by1 |
| Apr 1, 2026 | Clients | 3,147 | 2,552 | decreased by595 |
| Apr 1, 2026 | AUM | $1,444,147,688 | $1,515,030,643 | increased by$70,882,955 |
| Apr 1, 2026 | Accounts | 3,147 | 2,551 | decreased by596 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 30 | 24 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,348 | 3,147 | increased by1,799 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $672,310,127 | $1,444,147,688 | increased by$771,837,561 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,348 | 3,147 | increased by1,799 |
| Apr 1, 2022 | Employees | 10 | 30 | increased by20 |
| Apr 1, 2022 | Clients | 909 | 1,348 | increased by439 |
| Apr 1, 2022 | AUM | $478,187,079 | $672,310,127 | increased by$194,123,048 |
| Apr 1, 2022 | Accounts | 909 | 1,348 | increased by439 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALDEN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALDEN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.