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EXPAND FINANCIAL GROUP, LLC
CRD 293160File 801-134940
APPROVED
Retail clients
Disclosure events
Filing as of May 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$113.5M
Bottom 25% of cohort (national)
Discretionary AUM
$97.2M
Non-discretionary $16.2M
Clients
320
745 accounts
Employees
11
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 2, 2026
- Principal office
- Not reported
- Phone
- 916-521-5451
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $113.5M
- Discretionary AUM
- $97.2M
- Non-discretionary AUM
- $16.2M
- Discretionary accounts
- 665
- Non-discretionary accounts
- 80
- Total accounts
- 745
- AUM per client
- $355K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $307K |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | 20 | $11.8M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 65 | $70.0M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $0 |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 232 | $31.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.