SWAN WEALTH ADVISORS, LLC

CRD 292755File 801-112612

APPROVED

Filing as of Mar 25, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$98.0M

Bottom 25% of cohort (national)

Discretionary AUM

$98.0M

Clients

47 accounts

Employees

Bottom 25% of cohort in CO

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: DRO
Registration date: Mar 16, 2018
Principal office: 1099 MAIN AVE., SUITE 206, DURANGO, CO, 81301
Phone: 970-382-8901
Website: HTTP://WWW.SWANGLOBALINVESTMENTS.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $98.0M
Discretionary AUM: $98.0M
Non-discretionary AUM: $0
Discretionary accounts: 47
Non-discretionary accounts: 0
Total accounts: 47
AUM per client: —

Clients by type

ADV Item 5D

No client-type detail reported.

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Other advisory activities

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Aug 17, 2026	Clients	47	0	decreased by47
Apr 1, 2026	Employees	3	2	decreased by1
Apr 1, 2026	Clients	44	47	increased by3
Apr 1, 2026	AUM	$89,821,538	$98,043,665	increased by$8,222,127
Apr 1, 2026	Accounts	44	47	increased by3
May 1, 2025 vs Oct 1, 2022	Employees	2	3	increased by1
May 1, 2025 vs Oct 1, 2022	Clients	31	44	increased by13
May 1, 2025 vs Oct 1, 2022	AUM	$87,011,064	$89,821,538	increased by$2,810,474
May 1, 2025 vs Oct 1, 2022	Accounts	31	44	increased by13
Apr 1, 2022	AUM	$103,499,565	$87,011,064	decreased by$16,488,501
Apr 1, 2022	Accounts	29	31	increased by2
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “SWAN WEALTH” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SWAN WEALTH” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.