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CX INSTITUTIONAL, LLC
CRD 292627File 801-112742
APPROVED
Retail clients
Custody
Filing as of Mar 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.46B
Top 25% of cohort (national)
Discretionary AUM
$4.46B
Clients
4,560
13,723 accounts
Employees
130
Top 10% of cohort in IN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 1, 2018
- Principal office
- 200 EAST 7TH STREET, AUBURN, IN, 46706
- Phone
- 260-927-1830
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.46B
- Discretionary AUM
- $4.46B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 13,723
- Non-discretionary accounts
- 0
- Total accounts
- 13,723
- AUM per client
- $979K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $153.5M |
| Insurance companies | Fewer than 5 | $4.5M |
| Charitable organizations | 7 | $32.8M |
| High net worth individuals | 1,556 | $3.32B |
| Individuals (other than high net worth individuals) | 2,997 | $949.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 106 | 130 | increased by24 |
| Apr 1, 2026 | Clients | 4,077 | 4,560 | increased by483 |
| Apr 1, 2026 | AUM | $4,121,239,331 | $4,464,692,612 | increased by$343,453,281 |
| Apr 1, 2026 | Accounts | 14,284 | 13,723 | decreased by561 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 92 | 106 | increased by14 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 3,430 | 4,077 | increased by647 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $3,337,998,958 | $4,121,239,331 | increased by$783,240,373 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 10,518 | 14,284 | increased by3,766 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 79 | 92 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,531 | 3,430 | increased by899 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,828,059,067 | $3,337,998,958 | increased by$1,509,939,891 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 7,030 | 10,518 | increased by3,488 |
| Aug 1, 2022 | Employees | 51 | 79 | increased by28 |
| Aug 1, 2022 | Clients | 1,768 | 2,531 | increased by763 |
| Aug 1, 2022 | AUM | $1,480,654,465 | $1,828,059,067 | increased by$347,404,602 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CX INSTITUTIONAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CX INSTITUTIONAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.