← Directory
WITTLIN ADVISORY
Legal name: ROGER WITTLIN INVESTMENT ADVISORY, LLC
CRD 292577File 801-121381
APPROVED
Retail clients
Custody
Filing as of Mar 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$348.5M
Below cohort median (national)
Discretionary AUM
$191.9M
Non-discretionary $156.6M
Clients
16
49 accounts
Employees
4
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jun 4, 2021
- Principal office
- Not reported
- Phone
- 415-696-4044
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $348.5M
- Discretionary AUM
- $191.9M
- Non-discretionary AUM
- $156.6M
- Discretionary accounts
- 47
- Non-discretionary accounts
- 2
- Total accounts
- 49
- AUM per client
- $21.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2 | $48.4M |
| High net worth individuals | 14 | $300.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.