TANDEM FINANCIAL, LLC

CRD 292565File 801-122130

APPROVED

Retail clients

Custody

Filing as of Aug 4, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$541.8M

Above cohort median (national)

Discretionary AUM

$513.4M

Non-discretionary $28.4M

Clients

457

1,406 accounts

Employees

Above cohort median in CO

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: DRO
Registration date: Aug 19, 2021
Principal office: 8400 E. PRENTICE AVE., SUITE 1360, GREENWOOD VILLAGE, CO, 80111
Phone: (720) 845-5700
Website: HTTPS://WWW.TANDEM-FINANCIAL.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $541.8M
Discretionary AUM: $513.4M
Non-discretionary AUM: $28.4M
Discretionary accounts: 1,391
Non-discretionary accounts: 15
Total accounts: 1,406
AUM per client: $1.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$1.3M
Charitable organizations	5	$40.4M
High net worth individuals	135	$409.2M
Pension and profit sharing plans	Fewer than 5	$824K
Individuals (other than high net worth individuals)	312	$90.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.