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J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD
CRD 292433File 801-112502
APPROVED
Retail clients
Custody
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$931.9M
Above cohort median (national)
Discretionary AUM
$524.0M
Non-discretionary $408.0M
Clients
225
225 accounts
Employees
7
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Feb 27, 2018
- Principal office
- RUE DE LA CORRATERIE 4, GENEVA, 1204
- Phone
- +41583176400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $931.9M
- Discretionary AUM
- $524.0M
- Non-discretionary AUM
- $408.0M
- Discretionary accounts
- 100
- Non-discretionary accounts
- 125
- Total accounts
- 225
- AUM per client
- $4.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 45 | $57.8M |
| Charitable organizations | Fewer than 5 | $2.5M |
| High net worth individuals | 43 | $685.3M |
| Individuals (other than high net worth individuals) | 136 | $186.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — WRAP FEE PROGRAM
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 7 | decreased by2 |
| Apr 1, 2026 | Clients | 206 | 225 | increased by19 |
| Apr 1, 2026 | AUM | $913,790,953 | $931,943,670 | increased by$18,152,717 |
| Apr 1, 2026 | Accounts | 206 | 225 | increased by19 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 9 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 89 | 206 | increased by117 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $398,000,000 | $913,790,953 | increased by$515,790,953 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 99 | 206 | increased by107 |
| Apr 1, 2022 | Employees | 3 | 4 | increased by1 |
| Apr 1, 2022 | Clients | 55 | 89 | increased by34 |
| Apr 1, 2022 | AUM | $268,056,116 | $398,000,000 | increased by$129,943,884 |
| Apr 1, 2022 | Accounts | 61 | 99 | increased by38 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SAFRA SARASIN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SAFRA SARASIN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.