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BROOKLYN FI, LLC
CRD 292115File 801-120862
APPROVED
Retail clients
Custody
Filing as of Sep 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$563.1M
Above cohort median (national)
Discretionary AUM
$563.1M
Clients
373
373 accounts
Employees
10
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 19, 2021
- Principal office
- 33 NASSAU AVE, BROOKLYN, NY, 11222
- Phone
- (332) 296-1660
- Website
- HTTPS://WWW.BROOKLYNFI.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $563.1M
- Discretionary AUM
- $563.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 373
- Non-discretionary accounts
- 0
- Total accounts
- 373
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 71 | $353.3M |
| Individuals (other than high net worth individuals) | 302 | $209.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jun 1, 2026 | Employees | 12 | 10 | decreased by2 |
| Jun 1, 2026 | Disclosures | Yes | No | |
| Apr 1, 2026 | Employees | 11 | 12 | increased by1 |
| Apr 1, 2026 | Clients | 295 | 373 | increased by78 |
| Apr 1, 2026 | AUM | $341,488,503 | $563,098,081 | increased by$221,609,578 |
| Apr 1, 2026 | Accounts | 295 | 373 | increased by78 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 10 | 11 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 147 | 295 | increased by148 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $127,509,298 | $341,488,503 | increased by$213,979,205 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 682 | 295 | decreased by387 |
| May 1, 2022 | Employees | 11 | 10 | decreased by1 |
| Apr 1, 2022 | Employees | 10 | 11 | increased by1 |
| Mar 1, 2022 | Employees | 5 | 10 | increased by5 |
| Mar 1, 2022 | AUM | $25,480,200 | $127,509,298 | increased by$102,029,098 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BROOKLYN FI” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BROOKLYN FI” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.