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BROADWAY WEALTH SOLUTIONS
Legal name: BROADWAY WEALTH SOLUTIONS, INC.
CRD 291753File 801-124953
APPROVED
Retail clients
Custody
Filing as of Aug 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$308.1M
Below cohort median (national)
Discretionary AUM
$273.8M
Non-discretionary $34.2M
Clients
906
1,254 accounts
Employees
11
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- May 5, 2022
- Principal office
- 1177 N.E. LOOP 410, 5TH FLOOR, SAN ANTONIO, TX, 78209
- Phone
- (210) 283-6600
- Website
- https://broadway.bank/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $308.1M
- Discretionary AUM
- $273.8M
- Non-discretionary AUM
- $34.2M
- Discretionary accounts
- 1,189
- Non-discretionary accounts
- 65
- Total accounts
- 1,254
- AUM per client
- $340K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 26 | $9.7M |
| Charitable organizations | Fewer than 5 | $4.2M |
| High net worth individuals | 152 | $149.3M |
| Pension and profit sharing plans | Fewer than 5 | $179K |
| Individuals (other than high net worth individuals) | 723 | $144.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 10 | 11 | increased by1 |
| Apr 1, 2026 | Clients | 755 | 906 | increased by151 |
| Apr 1, 2026 | AUM | $265,787,591 | $308,050,784 | increased by$42,263,193 |
| Apr 1, 2026 | Accounts | 1,171 | 1,254 | increased by83 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 12 | 10 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 12 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 677 | 755 | increased by78 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $108,251,864 | $265,787,591 | increased by$157,535,727 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 677 | 1,171 | increased by494 |
| Jun 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BROADWAY WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BROADWAY WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.