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ASTON CAPITAL MANAGEMENT

CRD 291310File 801-112788
APPROVED
Retail clients
Custody
Filing as of Mar 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$711.8M
Above cohort median (national)
Discretionary AUM
$515.6M
Non-discretionary $196.2M
Clients
36
184 accounts
Employees
3
Above cohort median in FL

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
MIRO
Registration date
Apr 9, 2018
Principal office
355 ALHAMBRA CIRCLE,, SUITE 1350, CORAL GABLES, FL, 33134
Phone
305 722 5989

Assets & accounts

ADV Item 5F
Total regulatory AUM
$711.8M
Discretionary AUM
$515.6M
Non-discretionary AUM
$196.2M
Discretionary accounts
99
Non-discretionary accounts
85
Total accounts
184
AUM per client
$19.8M

Clients by type

ADV Item 5D
Client typeClientsAUM
High net worth individuals31$333.9M
Pooled investment vehicles5$377.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromToChange
Aug 17, 2026CustodyNoYes
Apr 1, 2026Employees63decreased by3
Apr 1, 2026Clients2536increased by11
Apr 1, 2026AUM$553,848,145$711,759,197increased by$157,911,052
Apr 1, 2026Accounts25184increased by159
May 1, 2025
vs Oct 1, 2022
Employees26increased by4
May 1, 2025
vs Oct 1, 2022
Clients1225increased by13
May 1, 2025
vs Oct 1, 2022
AUM$354,729,148$553,848,145increased by$199,118,997
May 1, 2025
vs Oct 1, 2022
Accounts1225increased by13
Apr 1, 2022Clients1012increased by2
Apr 1, 2022AUM$330,502,581$354,729,148increased by$24,226,567
Apr 1, 2022Accounts1112increased by1
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “ASTON CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ASTON CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.