MODUS ADVISORS, LLC

CRD 291204File 801-112534

APPROVED

Retail clients

Custody

Filing as of Feb 23, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$601.1M

Above cohort median (national)

Discretionary AUM

$592.8M

Non-discretionary $8.3M

Clients

347

1,500 accounts

Employees

Above cohort median in MN

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Mar 1, 2018
Principal office: 23505 SMITHTOWN ROAD, SUITE 290, EXCELSIOR, MN, 55331
Phone: (952) 946-1000
Website: https://www.facebook.com/ModusAdvisors

Assets & accounts

ADV Item 5F

Total regulatory AUM: $601.1M
Discretionary AUM: $592.8M
Non-discretionary AUM: $8.3M
Discretionary accounts: 1,359
Non-discretionary accounts: 141
Total accounts: 1,500
AUM per client: $1.7M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	162	$527.0M
Pension and profit sharing plans	1	$0
Individuals (other than high net worth individuals)	184	$74.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.