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NESTLERODE & LOY, INC.
CRD 2907File 801-112333
APPROVED
Retail clients
Filing as of Dec 23, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$199.1M
Below cohort median (national)
Discretionary AUM
$199.1M
Clients
270
612 accounts
Employees
4
Bottom 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jan 19, 2018
- Principal office
- 110 REGENT COURT, SUITE 202, STATE COLLEGE, PA, 16801
- Phone
- 814-238-6249
- Website
- HTTP://WWW.NESTLERODE.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $199.1M
- Discretionary AUM
- $199.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 612
- Non-discretionary accounts
- 0
- Total accounts
- 612
- AUM per client
- $737K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 8 | $15.3M |
| High net worth individuals | 47 | $114.6M |
| Individuals (other than high net worth individuals) | 215 | $69.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 3 | 4 | increased by1 |
| Jan 1, 2026 | Clients | 265 | 270 | increased by5 |
| Jan 1, 2026 | AUM | $185,154,920 | $199,064,720 | increased by$13,909,800 |
| Jan 1, 2026 | Accounts | 594 | 612 | increased by18 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 3 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 254 | 265 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $167,345,880 | $185,154,920 | increased by$17,809,040 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 520 | 594 | increased by74 |
| Jan 1, 2022 | Employees | 4 | 5 | increased by1 |
| Jan 1, 2022 | Clients | 234 | 254 | increased by20 |
| Jan 1, 2022 | AUM | $143,280,313 | $167,345,880 | increased by$24,065,567 |
| Jan 1, 2022 | Accounts | 486 | 520 | increased by34 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NESTLERODE LOY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NESTLERODE LOY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.