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MCALISTER, SWEET & ASSOCIATES, INC.
CRD 290626File 801-112082
APPROVED
Retail clients
Custody
Filing as of Mar 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$224.2M
Below cohort median (national)
Discretionary AUM
$223.8M
Non-discretionary $379K
Clients
187
368 accounts
Employees
4
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Nov 27, 2017
- Principal office
- 19500 ST. HWY. 249, SUITE 345, HOUSTON, TX, 77070
- Phone
- 281-897-0700
- Website
- HTTP://WWW.MSAMSA.NET/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $224.2M
- Discretionary AUM
- $223.8M
- Non-discretionary AUM
- $379K
- Discretionary accounts
- 362
- Non-discretionary accounts
- 6
- Total accounts
- 368
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 80 | $182.3M |
| Individuals (other than high net worth individuals) | 107 | $42.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 176 | 187 | increased by11 |
| Apr 1, 2026 | AUM | $205,463,910 | $224,207,084 | increased by$18,743,174 |
| Apr 1, 2026 | Accounts | 334 | 368 | increased by34 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 216 | 176 | decreased by40 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $173,737,977 | $205,463,910 | increased by$31,725,933 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 297 | 334 | increased by37 |
| Mar 1, 2022 | Employees | 3 | 4 | increased by1 |
| Mar 1, 2022 | Clients | 181 | 216 | increased by35 |
| Mar 1, 2022 | AUM | $146,612,643 | $173,737,977 | increased by$27,125,334 |
| Mar 1, 2022 | Accounts | 274 | 297 | increased by23 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MCALISTER SWEET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MCALISTER SWEET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.