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BANORTE ASSET MANAGEMENT, INC.
CRD 290555File 801-114865
APPROVED
Retail clients
Disclosure events
Filing as of May 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$661.2M
Above cohort median (national)
Discretionary AUM
$516.8M
Non-discretionary $144.4M
Clients
869
869 accounts
Employees
40
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Mar 25, 2019
- Principal office
- 5075 WESTHEIMER, SUITE 975W, HOUSTON, TX, 77056
- Phone
- 713-980-4600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $661.2M
- Discretionary AUM
- $516.8M
- Non-discretionary AUM
- $144.4M
- Discretionary accounts
- 838
- Non-discretionary accounts
- 31
- Total accounts
- 869
- AUM per client
- $761K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 28 | $92.8M |
| Charitable organizations | Fewer than 5 | $1.2M |
| High net worth individuals | 93 | $382.5M |
| Individuals (other than high net worth individuals) | 747 | $184.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 32 | 40 | increased by8 |
| Apr 1, 2026 | Clients | 691 | 869 | increased by178 |
| Apr 1, 2026 | AUM | $336,853,862 | $661,189,262 | increased by$324,335,400 |
| Apr 1, 2026 | Accounts | 691 | 869 | increased by178 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 17 | 32 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 606 | 691 | increased by85 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $155,036,773 | $336,853,862 | increased by$181,817,089 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 607 | 691 | increased by84 |
| Apr 1, 2022 | Employees | 14 | 17 | increased by3 |
| Apr 1, 2022 | Clients | 250 | 606 | increased by356 |
| Apr 1, 2022 | AUM | $106,891,633 | $155,036,773 | increased by$48,145,140 |
| Apr 1, 2022 | Accounts | 250 | 607 | increased by357 |
| Jul 1, 2021 | Clients | 88 | 250 | increased by162 |
| Jul 1, 2021 | AUM | $68,776,265 | $106,891,633 | increased by$38,115,368 |
| Jul 1, 2021 | Accounts | 86 | 250 | increased by164 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BANORTE ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BANORTE ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.